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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-10-08 |
Branch Locations
1167 Westwood Drive Suite 102, Van Wert, OH 45891 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services, Inc. | Van Wert | OH | 07/2024 | Present |
| Western & Southern Life | Van Wert | OH | 05/2024 | Present |
| Quality Services | Van Wert | OH | 01/2024 | 05/2024 |
| Poor Boy Crab And Seafood | Bradenton | FL | 08/2021 | 08/2023 |
| American Yachts | Palmetto | FL | 09/2010 | Present |
Western & Southern Life - No - Van Wert, OH - Full Time Sales Agent; American Yachts - No - Palmetto, FL - Yacht Broker, Commission
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-29 |
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