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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| OH | RA | APPROVED | 2017-11-15 |
Branch Locations
701 Shawnee Rd, Lima, OH 45805 • United States
120 E Ervin Rd, Van Wert, OH 45891 • United States
Elida, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cedarville University | Cedarville | OH | 08/2013 | 05/2017 |
| Ameriprise Financial Services, Inc. | Van Wert | OH | 06/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Van Wert | OH | 03/2020 | Present |
Outside Employment; Douglas A Sutton-Rivercourt Place, LLC; Property Manager - My role as a property manager is to assist renters in renting property owned on Norris Lake. I also manage the website listing, and deal with contractors.; Property Manager - My role as a property manager is to assist renters in renting property owned on Norris Lake. I also manage the website listing, and deal with contractors.; 120 E Ervin Rd Van Wert, OH 45891, ,; Not Investment-Related; 06/12/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Douglas A Sutton - Rivercourt Place, LLC; Associate Financial Advisor: I meet with clients and collect financial data and risk tolerance, and identify products and services that fit their profile. I also spend time entering trades on behalf of the advisor, as well as assist in research and meeting prep.; Associate Financial Advisor: I meet with clients and collect financial data and risk tolerance, and identify products and services that fit their profile. I also spend time entering trades on behalf of the advisor, as well as assist in research and meeting prep.; 120 E Ervin Rd Van Wert, OH 45891, ,; Investment-Related; 09/06/2023; 40 to 59 hours per month; 40 to 59 during trading hours / Temple Christian School; Assistant coach of High School varsity baseball team.; Assistant coach of High School varsity baseball team.; 750 Brower Rd, , Lima, OH, 45801; Not Investment-Related; 02/23/2026; 20 to 39 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-25 |
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