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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
OH RA APPROVED 2017-11-15
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • OH RA
    APPROVED
    Since 2017-11-15

Branch Locations

701 Shawnee Rd, Lima, OH 45805 • United States

120 E Ervin Rd, Van Wert, OH 45891 • United States

Elida, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cedarville University Cedarville OH 08/2013 05/2017
Ameriprise Financial Services, Inc. Van Wert OH 06/2016 03/2020
Ameriprise Financial Services, Llc Van Wert OH 03/2020 Present
  • 08/2013 → 05/2017
    Cedarville University
    Cedarville, OH
  • 06/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Van Wert, OH
  • 03/2020 → Present
    Van Wert, OH
Other Businesses

Outside Employment; Douglas A Sutton-Rivercourt Place, LLC; Property Manager - My role as a property manager is to assist renters in renting property owned on Norris Lake. I also manage the website listing, and deal with contractors.; Property Manager - My role as a property manager is to assist renters in renting property owned on Norris Lake. I also manage the website listing, and deal with contractors.; 120 E Ervin Rd Van Wert, OH 45891, ,; Not Investment-Related; 06/12/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Douglas A Sutton - Rivercourt Place, LLC; Associate Financial Advisor: I meet with clients and collect financial data and risk tolerance, and identify products and services that fit their profile. I also spend time entering trades on behalf of the advisor, as well as assist in research and meeting prep.; Associate Financial Advisor: I meet with clients and collect financial data and risk tolerance, and identify products and services that fit their profile. I also spend time entering trades on behalf of the advisor, as well as assist in research and meeting prep.; 120 E Ervin Rd Van Wert, OH 45891, ,; Investment-Related; 09/06/2023; 40 to 59 hours per month; 40 to 59 during trading hours / Temple Christian School; Assistant coach of High School varsity baseball team.; Assistant coach of High School varsity baseball team.; 750 Brower Rd, , Lima, OH, 45801; Not Investment-Related; 02/23/2026; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-25
  • S66 Uniform Combined State Law Examination
    2017-10-25
Other Names
  • Evan Alexander Sutton

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