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Current Employers
Hardy & Hardy Co Llc

3605 Shawnee Road, Lima, OH 45806 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-09-13
  • OH RA
    APPROVED
    Since 2007-09-13

Branch Locations

3605 Shawnee Road, Lima, OH 45806 • United States

3605 Shawnee Road, Lima, OH 45806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Life Insurance Cincinnati OH 09/1993 Present
The O.N. Equity Sales Company Cincinnati OH 02/2002 08/2023
Hardy & Hardy Co Llc Lima OH 04/2007 Present
Hjh, Inc. D.B.A. Hardy & Hardy Company Lima OH 10/2001 Present
Lpl Financial Llc Lima OH 08/2023 Present
  • 09/1993 → Present
    Ohio National Life Insurance
    Cincinnati, OH
  • 02/2002 → 08/2023
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 04/2007 → Present
    Lima, OH
  • 10/2001 → Present
    Hjh, Inc. D.B.A. Hardy & Hardy Company
    Lima, OH
  • 08/2023 → Present
    Lpl Financial Llc
    Lima, OH
Other Businesses

1) 07/27/2023 - Non-Variable Insurance - Selling: Fixed Annuities - Ohio National - OH 45806 - Investment related - 1 Hour per month - Start date: 05/01/1993. 2) 07/27/2023 - Hardy & Hardy Co, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 20 Hours per month. 3) 07/27/2023 - JENCO - Real Estate Rental - owner - Oh 45806 - Investment related - Start date: 04/01/2011. 4) 07/27/2023 - Public Notary - OH 45806 - Investment related - Start date: 05/13/1996. 5) 07/27/2023 - H&H Retirement Services - Third Party Administrator (TPA) - Role: administrator compliance - OH 45806 - Investment related - 40 Hours per month - Start date: 09/01/1994. 6) 08/08/2023 - Hardy & Hardy Co LLC - Investment Related - At Reportable Business Location - Registered Investment Advisor Hybrid IAR - Start Date 09/01/2007 - 140 Hours Per Month 8 Hours During Trading - I provide investment advisory services through Hardy & Hardy Co, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 1993-10-15
  • S65 Uniform Investment Adviser Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    1993-10-15
Other Names
  • Brad Hardy
  • Bradley O Hardy

View on SEC IAPD

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