Best Investors
Account
Sign in
3605 Shawnee Road, Lima, OH 45806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Life Insurance | Cincinnati | OH | 09/1993 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 02/2002 | 08/2023 |
| Hardy & Hardy Co Llc | Lima | OH | 04/2007 | Present |
| Hjh, Inc. D.B.A. Hardy & Hardy Company | Lima | OH | 10/2001 | Present |
| Lpl Financial Llc | Lima | OH | 08/2023 | Present |
1) 07/27/2023 - Non-Variable Insurance - Selling: Fixed Annuities - Ohio National - OH 45806 - Investment related - 1 Hour per month - Start date: 05/01/1993. 2) 07/27/2023 - Hardy & Hardy Co, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 20 Hours per month. 3) 07/27/2023 - JENCO - Real Estate Rental - owner - Oh 45806 - Investment related - Start date: 04/01/2011. 4) 07/27/2023 - Public Notary - OH 45806 - Investment related - Start date: 05/13/1996. 5) 07/27/2023 - H&H Retirement Services - Third Party Administrator (TPA) - Role: administrator compliance - OH 45806 - Investment related - 40 Hours per month - Start date: 09/01/1994. 6) 08/08/2023 - Hardy & Hardy Co LLC - Investment Related - At Reportable Business Location - Registered Investment Advisor Hybrid IAR - Start Date 09/01/2007 - 140 Hours Per Month 8 Hours During Trading - I provide investment advisory services through Hardy & Hardy Co, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-15 |
Reach out to this advisor