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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-03-03 |
Branch Locations
2857 Blue Jacket Court, Lima, OH 45806 • United States
4230 Elida Rd, Lima, OH 45807 • United States
411 Ludlow Ave, Cincinnati, OH 45220 • United States
1571 Allentown Rd, Lima, OH 45805 • United States
3345 N West St, Lima, OH 45801 • United States
6600 W Sylvania Ave, Sylvania, OH 43551 • United States
39 Oak Street, Amelia, OH 45102 • United States
1303 E Fifth Street, Delphos, OH 45833 • United States
623 West Main St, Mt Orab, OH 45154 • United States
202 Willipie St, Wapakoneta, OH 45895 • United States
1650 N Countryline Ave, Fostoria, OH 44830 • United States
1209 E Columbus Street, Kenton, OH 43326 • United States
462 Fortman Dr, St. Marys, OH 45885 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Superior Federal Credit Union | Lima | OH | 02/2014 | Present |
| Lpl Financial Llc | Lima | OH | 02/2014 | Present |
(1) 8/31/2018 - Superior Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/29/2018 - 0 Hours Per Month/0 Hours During Trading. (2) 03/28/2022 - Superior Plus Realtors - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Start Date - 3/15/2022 - 20 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-20 |
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