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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-20
TX RA APPROVED 2018-01-05
OH RA APPROVED 1999-09-12
  • FL RA
    APPROVED
    Since 2026-05-20
  • TX RA
    APPROVED
    Since 2018-01-05
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

701 Shawnee Rd, Lima, OH 45805 • United States

120 E Ervin Rd, Van Wert, OH 45891 • United States

Elida, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Van Wert OH 09/2005 03/2020
Ameriprise Financial Services, Llc Van Wert OH 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1553 BITTERSWEET DR, , ELIDA, OH, 45807; Not Investment-Related; 05/01/2025. Business Ownership; Rivercourt Place, LLC; ; The LLC is to manage the property.; 120 E Ervin RdVan Wert, OH 45891, ,; Not Investment-Related; 08/30/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-30
  • S63 Uniform Securities Agent State Law Examination
    1997-06-30
Designations

View on SEC IAPD

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