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Esther Lee

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-15
  • NY RA
    APPROVED
    Since 2025-01-15

Branch Locations

Rock Center, 1230 Avenue Of Americas, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 06/2024 Present
Jp Morgan Chase Bank, N.A. New York NY 07/2023 Present
Hsbc Private Bank New York NY 07/2006 08/2020
First Republic Bank New York NY 11/2020 07/2023
Unemployed New York NY 09/2020 10/2020
  • 06/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 07/2023 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 07/2006 → 08/2020
    Hsbc Private Bank
    New York, NY
  • 11/2020 → 07/2023
    First Republic Bank
    New York, NY
  • 09/2020 → 10/2020
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-14
  • S66 Uniform Combined State Law Examination
    2025-01-14

View on SEC IAPD

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