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Current Employers
Redwood Financial Network

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-25
NC RA APPROVED 2016-12-22
FL RA APPROVED 2015-02-03
OH RA APPROVED 2012-02-15
  • TX RA
    APPROVED
    Since 2021-02-25
  • NC RA
    APPROVED
    Since 2016-12-22
  • FL RA
    APPROVED
    Since 2015-02-03
  • OH RA
    APPROVED
    Since 2012-02-15

Branch Locations

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States

4819 Emperor Road Suite 400, Durham, NC 27703 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-05-07
  • OH RA
    APPROVED
    Since 2010-05-07

Branch Locations

30285 Bruce Industrial Pwy #A, Solon, OH 44139 • United States

1460 Chapel Ridge Rd Ste 250, Apex, NC 27502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Solon OH 05/2010 Present
Redwood Financial Network Solon OH 06/2011 Present
Previous Registrations
  • 2009-11-13 → 2010-05-11
    Cleveland, OH
    Willoughby Hills, OH
    Euclid, OH
    Euclid, OH
    Euclid, OH
    South Euclid, OH
  • 2006-12-13 → 2009-11-13
    Natcity Investments, Inc.
    Euclid, OH
    Cleveland, OH
    Euclid, OH
    Euclid, OH
    Mentor, OH
    Willoughby, OH
Other Businesses

1) 8/27/2010: Redwood Financial Network - Non-Variable Insurance - INV REL - At Reported Business Location(s) - When appropriate, provide and use carriers that LPL Insurance Associates is not offering. - 5% Time Spent 2) 5/27/2011: Redwood Real Estate LLC - Real Estate Rental - INV REL - At Reported Business Location(s) - Redwood Real Estate, LLC will own an office property and our branch will be a tenant. - 2% Time Spent - Real Estate Rental 3) 02/28/2012: Redwood Financial Network - Registered Investment Advisor - (Hybrid) Redwood Financial Network - INV REL - At Reported Business Location(s) - We will provide both Financial Planning/Advice for Hourly or Fixed Fees after agreement is signed with clients. - 70% Time Spent 4) 05/31/2013: Redwood Financial Network Corp - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 5) 04/08/2014: tendayfinancialblueprint.com - Author - INV REL - At Reported Business Location(s) - Author of "There are no do-overs at retirement" book. It is a self help financial book for general public. It will be sold primarily online through Amazon.com and tendayfinancialblueprint.com When they are sold online, I will earn royalties. - 2% Time Spent 6) 03/03/2015: No Business Name - Other - Scholarship - NOT INV REL - Start 02/01/2015 - 30285 Bruce Industrial Parkway, Suite A, Solon OH 44139 - Personally fund scholarship money for Redwood Financial Network's annual scholarship fund. - No Time Spent 7) 3/13/2018 - Web Mine LLC - Investment Related - HUDSON, OH - Business Entity For Tax/Investment Purposes Only - Started 02/19/2018 - 1 Hour Per Month/0 Hours During Securities Trading 8) 1/19/2022 - Proactive Accounting & Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President - Started 09/01/2015 - 5 Hours Per Month During Securities Trading. 9) 10/17/2022 - Proactive Accounting & Tax Services - Investment Related - Apex, NC - Tax Prep/Accounting/CPA - Shareholder - Started 09/01/2015 - 5 Hours Per Month/5 Hours During Securities Trading. 10) 2/7/2023 - MJ Maynard Properties - Investment Related - Home Based - Real Estate Rental - Start Date - 01/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 11) 2/27/2023 - AABS Inc. - Investment Related -Apex NC - Tax Prep/Accounting/CPA - Tax Preparer - Start Date - 01/19/2023 - 4 Hours Per Month/1 Hours During Securities Trading 12) 01/17/2024 - Bolton Grant LLC - Other - Business Owner - Owner - Not Investment Related - Home Based - Start Date 01/02/2024 - 2 Hours Per Month/ 0 Hours During Trading 13) 07/02/2024 - Real Estate Rental - Investment Related - Tuscaloosa, AL - Start Date 06/21/2024 - 1 Hour Per Month/ 0 Hours During Trading 14) 08/08/2024 - Real Estate Rental - Investment Related - Pinehurst, NC - Start Date 08/05/2024 - 1 Hour Per Month/ During Trading 15) 02/18/2026- MJ Flats, LLC- Real Estate Rental- INV REL- Apex, NC - Start Date 1/27/2026- 1 hour a month/ during trading 16) 06/11/2026- S&E Spaces, LLC-Real Estate Rental- INV REL- At Rep Bus Loc(s)- Start Date 05/06/2026- 1hr a mth/ 0 hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-27
S63 Uniform Securities Agent State Law Examination 2001-12-06
  • S65 Uniform Investment Adviser Law Examination
    2005-06-27
  • S63 Uniform Securities Agent State Law Examination
    2001-12-06
Designations
Other Names
  • Sunwook Jin

View on SEC IAPD

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