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Current Employers
Redwood Financial Network

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-10-19
  • OH RA
    APPROVED
    Since 2017-10-19

Branch Locations

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Mentor OH 02/2011 01/2017
Pnc Bank, N.A. Mentor OH 02/2011 01/2017
Century Securities Associates, Inc. Mentor OH 01/2017 08/2017
Lpl Financial Llc Solon OH 10/2017 Present
Redwood Financial Network Corporation(Redwood Financial Network) Solon OH 10/2017 Present
  • 02/2011 → 01/2017
    Pnc Investments
    Mentor, OH
  • 02/2011 → 01/2017
    Pnc Bank, N.A.
    Mentor, OH
  • 01/2017 → 08/2017
    Century Securities Associates, Inc.
    Mentor, OH
  • 10/2017 → Present
    Lpl Financial Llc
    Solon, OH
  • 10/2017 → Present
    Redwood Financial Network Corporation(Redwood Financial Network)
    Solon, OH
Previous Registrations
Other Businesses

1. 10/31/2017 - Redwood Financial Network Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/02/2017 - 0 Hours Per Month - Time Spent 0% - I provide investment advisory services through Redwood Financial Network Corporation, an independent investment advisor firm. I started this business activity in Sep 2017. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/31/2017 - Redwood Financial Network Corporation - DBA: Redwood Financial Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/02/2017 - 128 Hours Per Month/4 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Redwood Financial Network Corporation, an independent investment advisor firm. I started this business activity in Sep 2017. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/8/2017 - Redwood Financial Network Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/02/2017 - 24 Hours Per Month/1 Hour During Securities Trading - Time Spent 15%. 4. 11/9/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/02/2017 - 8 Hours Per Month/1 Hour During Securities Trading - Time Spent 5%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-30
S63 Uniform Securities Agent State Law Examination 2007-01-18
  • S65 Uniform Investment Adviser Law Examination
    2016-12-30
  • S63 Uniform Securities Agent State Law Examination
    2007-01-18
Other Names
  • Billy Hope
  • Bill Hope
  • William Hope
  • Billy Hope
  • William Ward Hope
  • William Hope Iii

View on SEC IAPD

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