Best Investors
Account
Sign in
30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-10-19 |
Branch Locations
30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Mentor | OH | 02/2011 | 01/2017 |
| Pnc Bank, N.A. | Mentor | OH | 02/2011 | 01/2017 |
| Century Securities Associates, Inc. | Mentor | OH | 01/2017 | 08/2017 |
| Lpl Financial Llc | Solon | OH | 10/2017 | Present |
| Redwood Financial Network Corporation(Redwood Financial Network) | Solon | OH | 10/2017 | Present |
1. 10/31/2017 - Redwood Financial Network Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/02/2017 - 0 Hours Per Month - Time Spent 0% - I provide investment advisory services through Redwood Financial Network Corporation, an independent investment advisor firm. I started this business activity in Sep 2017. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/31/2017 - Redwood Financial Network Corporation - DBA: Redwood Financial Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/02/2017 - 128 Hours Per Month/4 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Redwood Financial Network Corporation, an independent investment advisor firm. I started this business activity in Sep 2017. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/8/2017 - Redwood Financial Network Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/02/2017 - 24 Hours Per Month/1 Hour During Securities Trading - Time Spent 15%. 4. 11/9/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/02/2017 - 8 Hours Per Month/1 Hour During Securities Trading - Time Spent 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-18 |
Reach out to this advisor