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30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-04-06 |
Branch Locations
30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western And Southern Life | Hudson | OH | 09/2015 | 05/2017 |
| W&S Brokerage Service | Cincinnati | OH | 10/2015 | 05/2017 |
| Lpl Financial Llc | Solon | OH | 05/2017 | Present |
| Redwood Financial Network | Solon | OH | 06/2017 | Present |
1) 05/19/2017 - REDWOOD FINANCIAL NETWORK CORPORATION - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s). 2) 5/24/2017 - REDWOOD FINANCIAL NETWORK CORP. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 6/1/2017 - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 70% - I provide administrative services through Redwood Financial Network Corp., an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/2017; NON-VARIABLE INSURANCE; VARIOUS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND FIXED ANNUITY BUSINESS DIRECTLY THROUGH VARIOUS INSURANCE CARRIERS; SOLON, OH; 5% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-27 |
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