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30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-12-22 |
| FL | RA | APPROVED | 2014-07-22 |
| OH | RA | APPROVED | 2014-06-25 |
Branch Locations
30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Sarasota | FL | 06/2014 | Present |
| Redwood Financial Network | Sarasota | FL | 06/2014 | Present |
(1)6/15/14-REDWOOD FINANCIAL NETWORK/ INVESTMENT-RELATED/ 100%/ SARASOTA,FL/ IA/ WEALTH ADVISOR/ HIS DUTIES WILL BE THAT OF AN IAR (2)6/3/14-LPL FINANCIAL/ INVESTMENT-RELATED/ SARASOTA,FL/ BD & IA/ REGISTERED REPRESENTATIVE/ 20 HRS/MO ALL DURING REGULAR TRADING HOURS/HIS DUTIES WILL BE THAT OF AN RR (3)10/31/2014 - REDWOOD FINANCIAL NETWORK - REGISTERED INVESTMENT ADVISOR HYBRID - SARASOTA, FL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-28 |
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