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Lucia Maclean

J.P. Morgan Securities LLC

New York, NY

CRD 7952535

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-02
TX RA APPROVED 2024-09-02
  • NY RA
    APPROVED
    Since 2024-09-02
  • TX RA
    APPROVED
    Since 2024-09-02

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2024 Present
Jpmorgan Securities Llc New York NY 07/2024 Present
Jane Aronson/ Krista Wynia Greenwich CT 06/2019 07/2021
Cornell University Ithaca NY 08/2020 06/2024
Unemployed Greenwich CT 07/2014 05/2019
Cornell University Einhorn Center Ithaca NY 04/2023 05/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 07/2024 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2019 → 07/2021
    Jane Aronson/ Krista Wynia
    Greenwich, CT
  • 08/2020 → 06/2024
    Cornell University
    Ithaca, NY
  • 07/2014 → 05/2019
    Unemployed
    Greenwich, CT
  • 04/2023 → 05/2024
    Cornell University Einhorn Center
    Ithaca, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-31
  • S66 Uniform Combined State Law Examination
    2024-08-31

View on SEC IAPD

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