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Ashley Williams

J.P. Morgan Securities LLC

New York, NY

CRD 7952518

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-22
TX RA APPROVED 2024-10-22
  • NY RA
    APPROVED
    Since 2024-10-22
  • TX RA
    APPROVED
    Since 2024-10-22

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2024 Present
Jpmorgan Securities Llc New York NY 07/2024 Present
Van Leeuwen Washington DC 04/2024 06/2024
Howard University Washington DC 10/2023 05/2024
Nike Inc. Washington DC 11/2022 01/2023
Nordstrom Beauty Sales Los Angeles CA 12/2021 01/2022
One United Bank Los Angeles CA 01/2021 07/2021
Charles Drew University Los Angeles CA 08/2018 06/2019
Howard University Washington DC 08/2020 06/2024
Unemployed Los Angeles CA 07/2014 07/2018
Unemployed Los Angeles CA 07/2019 07/2020
  • 07/2024 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 07/2024 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 04/2024 → 06/2024
    Van Leeuwen
    Washington, DC
  • 10/2023 → 05/2024
    Howard University
    Washington, DC
  • 11/2022 → 01/2023
    Nike Inc.
    Washington, DC
  • 12/2021 → 01/2022
    Nordstrom Beauty Sales
    Los Angeles, CA
  • 01/2021 → 07/2021
    One United Bank
    Los Angeles, CA
  • 08/2018 → 06/2019
    Charles Drew University
    Los Angeles, CA
  • 08/2020 → 06/2024
    Howard University
    Washington, DC
  • 07/2014 → 07/2018
    Unemployed
    Los Angeles, CA
  • 07/2019 → 07/2020
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-22
  • S66 Uniform Combined State Law Examination
    2024-10-22
Other Names
  • Ashley Williams
  • Ashley Renee Williams

View on SEC IAPD

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