Pat Anthony Mallozzi

Current Employers

Employment History

• 06/1985 → Present
  Mallozzi & Dwyer, Cpa Pc
  Garden City, NY
• 06/1999 → 09/2025
  Avantax Investment Services, Inc.
  Garden City, NY
• 08/1999 → 09/2025
  Avantax Advisory Services
  Garden City, NY
• 05/2015 → Present
  Shelterpoint Life Insurance Company
  Great Neck, NY
• 12/2000 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Garden City, NY
• 02/2025 → Present
  Fpny One Inc
  Garden City, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Garden City, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-21 → 2025-09-05
  Avantax Advisory Services
  Garden City, NY
  Stuart, FL

Other Businesses

1) Fiduciary Appointment-Trustee~66 New Hyde Park Road, Suite 204~Garden City~NY~11530~12/9/2015~2hrs~1hrs~Administration of Anthony Mallozzi Trust U/W/D. 2) BAP Holdings LP~66 New Hyde Park Road, Suite 204~Garden city~NY~11530~Real Estate/Mortgage/Title Services/Appraisal Partner/General Partner~1/1/2007~2hrs~0hrs~49.5% Limited owner in the real estate investment. the property is leased to accounting firm and home to my Avantax business. as well as other tenants. 3) Pat A. Mallozzi~66 New Hyde Park Road, suite 204~garden city~NY~11530~Tax Preparation/Accounting-Accountant/Bookkeeper 1/1/1974~1hrs; all..part of mallozzi and dwyer cpas, p.c. 4) Franklin Tours~66 New Hyde Park Road, suite 204~Garden City~NY~11530~Travel Services/Agency~Owner/Sole Proprietor~1/1/1992~1hrs~0hrs~All..Travel agency has been inactive over last 5 years. 5) Mallozzi & Dwyer CPAs P.C. 66 New Hyde Park Road, Suite 204~Garden City, NY, 11530 Tax Preparation/Accounting~President~1/1/1984; 180hrs; 150hrs; full name: Mallozzi & Dwyer CPAs P.C. 6) BAP MTG Corp.~66 New Hyde Park Road, Suite 204~Garden City~NY~11530~Real Estate/Mortgage/Title Services/Appraisal~Partner/General Partner~1/1/2007~1hrs~0hrs~50% shareholder of this corp via PAM MTG Corp. This corp is the general partner in BAP Holdings 7) Pat A. Mallozzi~66 New Hyde Park Road, suite 204~garden city~NY~11530~Independent Insurance Agent~Insurance Sales Agent~1/1/1982~1hrs~0hrs~currently licensed, but inactive in property and casualty sales. 8) SHELTERPOINT LIFE INSURANCE COMPANY POSITION: Insurance Sales Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2015 ADDRESS: 600 Norther Boulevard, Great Neck NY 11201-5202, United States DESCRIPTION: Placement of Group Term Life Insurance and NY State Mandatory Disability Insurance. 9) PAT MALLOZZI POSITION: Multi-level/Network Marketing NATURE: Marketing of wellness products INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 66 New Hyde Park Road, suite 204, Garden City NY 11530, United States DESCRIPTION: Share products and if someone is interested I provide them with membership application to join. 10) PAM MTG CORP POSITION: President NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 66 New Hyde Park Road, Suite 204, Garden city NY 11530, United States DESCRIPTION: 100% Owner, which is a 50% owner in BAP MRG Corp, which in turn is the 1% general partner in BAP Holds LP. 11) ANTHONY MALLOZZI TRUST U/W/D 01/26/1998 POSITION: Trustee NATURE: Credit By Trust Shelter Trust created by my Dad's will, FBO of my Mom's living expenses. Two trustee on account Me and my Mom. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/26/1998 ADDRESS: 66 New Hyde Park Rd, Ste. 204, Garden City NY 11530, United States DESCRIPTION: Bill payment function, Cash flow Analysis, Filing any and all forms including tax returns. 12) LISA MALLOZZI IRREVOCABLE TRUST POSITION: Trustee NATURE: Irrevocable trust established for my Mother's Primary home for estate and Medicare planning purposes by her Attorney. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 66 New Hyde Park Rd, Ste. 204, Garden City NY 11530, United States DESCRIPTION: Acting as trustee- Grantor trust no tax return is required. 13) FPNY ONE INC POSITION: Co-President NATURE: To acquire Residential/Commercial Real Estate for the purpose of improving, selling and/or renting. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2025 ADDRESS: 66 New Hyde Park Rd, Ste. 204, Garden City NY 11530, United States DESCRIPTION: Bill payments, maintain general ledger, bank reconciliation, review progress of improvements, and search for new real estate opportunities.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-06-13

Other Names

• Pat Mallozzi