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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-27 |
Branch Locations
16855 W Bernard Dr Ste 360, San Diego, CA 92127 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life & Casualty, Inc | San Diego | CA | 07/2023 | Present |
| Compliance Systems Management Llc. | San Ramon | CA | 10/2016 | Present |
| Pb Romas Inc. | San Diego | CA | 10/2009 | 11/2016 |
| Bankers Life Securities, Inc | San Diego | CA | 07/2024 | Present |
| Bankers Life Advisory | San Diego | CA | 05/2025 | Present |
BANKER LIFE AND CAUSALITY, INC. POSITION: OBA Manager NATURE: Retirement planning, life insurance and investment products INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2024 ADDRESS: 16855 W Bernardo Drive Suite 360, San Diego CA 92127, United States DESCRIPTION: Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. COMPLIANCE SYSTEMS MANAGEMENT LLC POSITION: Director of Operations NATURE: Construction Safety Manager Staffing Company INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 11/30/2016 ADDRESS: 2010 Crow Canyon Place Suite 100, San Ramon CA 94583, United States DESCRIPTION: Run day to day operations of a construction staffing company. Interview candidates, solicit new business from construction companies, collect timesheets for payroll.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-24 |
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