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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-27
  • CA RA
    APPROVED
    Since 2025-05-27

Branch Locations

16855 W Bernard Dr Ste 360, San Diego, CA 92127 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc San Diego CA 07/2023 Present
Compliance Systems Management Llc. San Ramon CA 10/2016 Present
Pb Romas Inc. San Diego CA 10/2009 11/2016
Bankers Life Securities, Inc San Diego CA 07/2024 Present
Bankers Life Advisory San Diego CA 05/2025 Present
  • 07/2023 → Present
    Bankers Life & Casualty, Inc
    San Diego, CA
  • 10/2016 → Present
    Compliance Systems Management Llc.
    San Ramon, CA
  • 10/2009 → 11/2016
    Pb Romas Inc.
    San Diego, CA
  • 07/2024 → Present
    Bankers Life Securities, Inc
    San Diego, CA
  • 05/2025 → Present
    Bankers Life Advisory
    San Diego, CA
Other Businesses

BANKER LIFE AND CAUSALITY, INC. POSITION: OBA Manager NATURE: Retirement planning, life insurance and investment products INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2024 ADDRESS: 16855 W Bernardo Drive Suite 360, San Diego CA 92127, United States DESCRIPTION: Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. COMPLIANCE SYSTEMS MANAGEMENT LLC POSITION: Director of Operations NATURE: Construction Safety Manager Staffing Company INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 11/30/2016 ADDRESS: 2010 Crow Canyon Place Suite 100, San Ramon CA 94583, United States DESCRIPTION: Run day to day operations of a construction staffing company. Interview candidates, solicit new business from construction companies, collect timesheets for payroll.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-24
  • S66 Uniform Combined State Law Examination
    2025-05-24

View on SEC IAPD

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