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Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-14
  • NY RA
    APPROVED
    Since 2025-02-14

Branch Locations

60 Broad Street 39Th Floor, New York, NY 10004 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Shields & Company New York NY 06/2023 07/2023
University Of Virginia Charlottesville VA 08/2019 05/2021
Wellington Shields & Co., Llc New York NY 06/2024 Present
St. Christopher's Richmond VA 09/2006 06/2019
University Of Virginia Charlottesville VA 08/2022 05/2024
Meprism Carlsbad CA 01/2022 06/2022
Rondevoo Llc Charlottesville VA 06/2021 Present
  • 06/2023 → 07/2023
    Wellington Shields & Company
    New York, NY
  • 08/2019 → 05/2021
    University Of Virginia
    Charlottesville, VA
  • 06/2024 → Present
    New York, NY
  • 09/2006 → 06/2019
    St. Christopher's
    Richmond, VA
  • 08/2022 → 05/2024
    University Of Virginia
    Charlottesville, VA
  • 01/2022 → 06/2022
    Meprism
    Carlsbad, CA
  • 06/2021 → Present
    Rondevoo Llc
    Charlottesville, VA
Other Businesses

Rondevoo LLC, business is not investment related, 5908 Three Chopt Road, Richmond, VA 23226, Website that is no longer live but allowed fans to facetime with college athletes, founder, start date - June 1, 2021, Zero hours a month devoted

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-19
  • S66 Uniform Combined State Law Examination
    2024-12-19

View on SEC IAPD

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