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60 Broad St. 39Th Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellington Shields & Company | New York | NY | 06/2023 | 07/2023 |
| University Of Virginia | Charlottesville | VA | 08/2019 | 05/2021 |
| Wellington Shields & Co., Llc | New York | NY | 06/2024 | Present |
| St. Christopher's | Richmond | VA | 09/2006 | 06/2019 |
| University Of Virginia | Charlottesville | VA | 08/2022 | 05/2024 |
| Meprism | Carlsbad | CA | 01/2022 | 06/2022 |
| Rondevoo Llc | Charlottesville | VA | 06/2021 | Present |
Rondevoo LLC, business is not investment related, 5908 Three Chopt Road, Richmond, VA 23226, Website that is no longer live but allowed fans to facetime with college athletes, founder, start date - June 1, 2021, Zero hours a month devoted
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-19 |
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