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Stephen Coleman Frank

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-27
TX RA APPROVED 2026-01-06
MS RA APPROVED 2025-11-14
  • IL RA
    APPROVED
    Since 2026-08-27
  • TX RA
    APPROVED
    Since 2026-01-06
  • MS RA
    APPROVED
    Since 2025-11-14

Branch Locations

230 Sw Adams St, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ridgeland MS 07/2024 Present
Bluff Springs Paper Filing Solutions Kosciusko MS 03/2020 06/2024
Bluff Springs Paper Filing Solutions Kosciusko MS 06/2015 03/2020
Millsaps College Jackson MS 08/2018 12/2021
Millsaps College Jackson MS 06/2022 05/2023
  • 07/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ridgeland, MS
  • 03/2020 → 06/2024
    Bluff Springs Paper Filing Solutions
    Kosciusko, MS
  • 06/2015 → 03/2020
    Bluff Springs Paper Filing Solutions
    Kosciusko, MS
  • 08/2018 → 12/2021
    Millsaps College
    Jackson, MS
  • 06/2022 → 05/2023
    Millsaps College
    Jackson, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-14
  • S66 Uniform Combined State Law Examination
    2025-11-14
Other Names
  • Stephen C Frank

View on SEC IAPD

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REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL
KESTRA ADVISORY SERVICES, LLC · Peoria, IL

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