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402 West Broadway Suite 2600, San Diego, CA 92101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-10 |
Branch Locations
402 West Broadway Suite 2600, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axos Invest | San Diego | CA | 05/2025 | 02/2026 |
| Univeristy Of San Diego | San Diego | CA | 02/2023 | 05/2025 |
| Santa Luz Club | San Diego | CA | 06/2024 | 05/2025 |
| Mira Mar Community College | San Diego | CA | 08/2022 | 02/2025 |
| Del Norte High School | San Diego | CA | 08/2018 | 06/2022 |
| North Island Credit Union | San Diego | CA | 06/2024 | 08/2024 |
| Flippin Pizza | San Diego | CA | 05/2019 | 06/2022 |
| Oak Valley Middle School | San Diego | CA | 08/2015 | 05/2018 |
| Floor And Decor | San Diego | CA | 01/2023 | 06/2023 |
| Home Consignment | San Diego | CA | 05/2023 | 08/2023 |
| Rj Patterson Group | San Diego | CA | 02/2026 | Present |
| Sprouts | San Diego | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-10 |
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