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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
IA RA APPROVED 2025-03-06
TX RA APPROVED 2025-03-06
VA RA APPROVED 2025-03-06
WA RA APPROVED 2025-03-06
  • CA RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • IA RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED
    Since 2025-03-06
  • VA RA
    APPROVED
    Since 2025-03-06
  • WA RA
    APPROVED
    Since 2025-03-06

Branch Locations

1420 Route 206 North Ste 210, Bedminster, NJ 07921 • United States

Mackenbach • Germany

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intervest International Equities Corp Colorado Springs CO 01/2013 06/2018
The Investment Center Inc Gauangelloch 06/2018 03/2025
Ic Advisory Services Inc Gauangelloch 06/2018 03/2025
Lpl Financial Llc 67686 Mackenbach 03/2025 Present
  • 01/2013 → 06/2018
    Intervest International Equities Corp
    Colorado Springs, CO
  • 06/2018 → 03/2025
    The Investment Center Inc
    Gauangelloch
  • 06/2018 → 03/2025
    Ic Advisory Services Inc
    Gauangelloch
  • 03/2025 → Present
    67686 Mackenbach
Previous Registrations
  • 2018-06-15 → 2025-03-06
    Ic Advisory Services, Inc.
    69181 Gauangelloch
    Bedminster, NJ
    Mackenbach
  • 2013-01-02 → 2018-06-18
    Intervest International, Inc.
    Colorado Springs, CO
    Leimen
  • 2004-02-05 → 2007-06-26
    First Command Brokerage Services, Inc.
    69126 Heidelberg
    69126 Heidelberg
  • 2004-04-12 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

1- 03/06/2025 - Heidelberg Stamp and Coin Club - Non-Profit Board Member - President - Not Investment Related - Mackenbach, Germany - Start Date 06/01/1999 - 10 hours per month/ 0 hours during trading 2- 03/06/2025 - BMTR Sandhausen - Non-Profit Board Member - Vice President - Not Investment Related - Mackenbach, Germany - Start Date 06/01/1999 - 10 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-10
S63 Uniform Securities Agent State Law Examination 2012-09-10
  • S65 Uniform Investment Adviser Law Examination
    2012-10-10
  • S63 Uniform Securities Agent State Law Examination
    2012-09-10
Other Names
  • Steve Mahler

View on SEC IAPD

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