Brian L Lopez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 12/2008 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2009-01-13 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
• 2007-08-10 → 2008-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ
• 2004-08-04 → 2007-08-16
  A. G. Edwards & Sons, Inc.
  Short Hills, NJ
  Short Hills, NJ
• 2003-09-19 → 2004-03-03
  Chase Investment Services Corp.
  New York, NY
• 2002-05-13 → 2003-08-20
  Morgan Stanley Dw Inc.
  Fairfield, NJ

Exams

• S66 Uniform Combined State Law Examination
  2001-08-03

Other Names

• Brian Chito Lastimosa Lopez