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Laila Raful

J.P. Morgan Securities LLC

New York, NY

CRD 7948761

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • NY RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2024 Present
Jp Morgan Chase Bank N.A. New York NY 07/2024 Present
Allegis Transcription Services (Veritext) Boca Raton FL 06/2021 08/2021
Babson College Wellesley NY 08/2020 05/2024
Abercrombie & Fitch Co. Boca Raton FL 05/2019 11/2019
Unemployed Boca Raton FL 07/2014 04/2019
Unemployed Boca Raton FL 12/2019 07/2020
Unemployed Boca Raton FL 06/2024 06/2024
Babson College Wellesley MA 08/2023 05/2024
  • 07/2024 → Present
    New York, NY
  • 07/2024 → Present
    Jp Morgan Chase Bank N.A.
    New York, NY
  • 06/2021 → 08/2021
    Allegis Transcription Services (Veritext)
    Boca Raton, FL
  • 08/2020 → 05/2024
    Babson College
    Wellesley, NY
  • 05/2019 → 11/2019
    Abercrombie & Fitch Co.
    Boca Raton, FL
  • 07/2014 → 04/2019
    Unemployed
    Boca Raton, FL
  • 12/2019 → 07/2020
    Unemployed
    Boca Raton, FL
  • 06/2024 → 06/2024
    Unemployed
    Boca Raton, FL
  • 08/2023 → 05/2024
    Babson College
    Wellesley, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Lola Raful

View on SEC IAPD

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