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Avery Renee Thompson

J.P. Morgan Securities LLC

New York, NY

CRD 7948519

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • NY RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 07/2024 Present
Jpmorgan Securities Llc New York NY 07/2024 Present
Jpmorgan Chase Bank Na New York NY 06/2023 08/2023
The Tutoring Center Seneca SC 02/2022 05/2022
Hg Sply Co Dallas TX 05/2021 07/2021
Baird Financial Group Dallas TX 05/2020 08/2020
Clemson University Clemson SC 09/2020 05/2024
Dmb Financial Llc Dallas TX 01/2024 05/2024
True Food Kitchen / Frc Balance Llc Dallas TX 05/2018 10/2019
Unemployed Dallas TX 07/2014 04/2018
Unemployed Dallas TX 11/2019 04/2020
Unemployed New York NY 06/2024 06/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2024 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank Na
    New York, NY
  • 02/2022 → 05/2022
    The Tutoring Center
    Seneca, SC
  • 05/2021 → 07/2021
    Hg Sply Co
    Dallas, TX
  • 05/2020 → 08/2020
    Baird Financial Group
    Dallas, TX
  • 09/2020 → 05/2024
    Clemson University
    Clemson, SC
  • 01/2024 → 05/2024
    Dmb Financial Llc
    Dallas, TX
  • 05/2018 → 10/2019
    True Food Kitchen / Frc Balance Llc
    Dallas, TX
  • 07/2014 → 04/2018
    Unemployed
    Dallas, TX
  • 11/2019 → 04/2020
    Unemployed
    Dallas, TX
  • 06/2024 → 06/2024
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Avery Renee Thompson

View on SEC IAPD

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