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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-11 |
Branch Locations
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Nashville | TN | 06/2024 | 11/2024 |
| Marriott | Lexington | KY | 04/2022 | 05/2024 |
| Chevy Chase Hardware | Lexington | KY | 03/2020 | 02/2022 |
| Ymca | Lexington | KY | 01/2018 | 02/2020 |
| Mcdonald's | Lexington | KY | 02/2016 | 12/2017 |
| Wells Fargo Bank, Na | Nashville | TN | 03/2025 | Present |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 12/2025 | Present |
| Doordash | Brentwood | TN | 11/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-02-02 |
| S65 | Uniform Investment Adviser Law Examination | 2024-06-11 |
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