Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-12
UT RA APPROVED 2024-09-11
CA RA APPROVED 2024-09-04
  • TX RA
    APPROVED
    Since 2024-09-12
  • UT RA
    APPROVED
    Since 2024-09-11
  • CA RA
    APPROVED
    Since 2024-09-04

Branch Locations

1414 S Foothill Dr, Salt Lake City, UT 84108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 06/2021 Present
Sprint (Brightstar Wireless) (Aka T-Mobile) Layton UT 09/2018 06/2019
Kay Jewelers (Signet Jewelers) Phoenix AZ 06/2019 Present
Luxottica (Sunglass Hut (Currently Named Essilorluxottica) Layton UT 05/2019 06/2021
Lagoon Farmington UT 04/2017 07/2017
Unemployed Layton UT 07/2017 09/2018
Unemployed Layton UT 07/2014 04/2017
Bank Of America, N.A. Phoenix AZ 08/2024 Present
  • 06/2021 → Present
    Phoenix, AZ
  • 09/2018 → 06/2019
    Sprint (Brightstar Wireless) (Aka T-Mobile)
    Layton, UT
  • 06/2019 → Present
    Kay Jewelers (Signet Jewelers)
    Phoenix, AZ
  • 05/2019 → 06/2021
    Luxottica (Sunglass Hut (Currently Named Essilorluxottica)
    Layton, UT
  • 04/2017 → 07/2017
    Lagoon
    Farmington, UT
  • 07/2017 → 09/2018
    Unemployed
    Layton, UT
  • 07/2014 → 04/2017
    Unemployed
    Layton, UT
  • 08/2024 → Present
    Bank Of America, N.A.
    Phoenix, AZ
Other Businesses

I*1901257Entity For Profit,Entity Publicly TradedName of OBA: Kay JewelersAddress: West Jordan, Utah 84084 Investment Related: NoPosition, Title, Association: EmployeeEmployee Start Date: 06/19/2019No Hours: 3No Hours during trading: 0Duties: Audit inventory, quality check repairs coming into the store, ship repairs out of the store, support for full time employees such as gift wrapping and boxing rings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
  • S66 Uniform Combined State Law Examination
    2024-08-26
Other Names
  • Alexis Schroeder

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor