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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-09
  • CA RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

5807 E Mckellips Rd, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2024 Present
Queen Creek Unified School District. Queen Creek AZ 08/2023 05/2024
Queen Creek Unified School District Queen Creek AZ 01/2021 08/2023
Abls Inc. Queen Creek AZ 01/2014 10/2022
Educational Services Inc. Scottsdale AZ 12/2019 03/2021
Bank Of America, N.A. Chandler AZ 07/2024 Present
  • 06/2024 → Present
    Chandler, AZ
  • 08/2023 → 05/2024
    Queen Creek Unified School District.
    Queen Creek, AZ
  • 01/2021 → 08/2023
    Queen Creek Unified School District
    Queen Creek, AZ
  • 01/2014 → 10/2022
    Abls Inc.
    Queen Creek, AZ
  • 12/2019 → 03/2021
    Educational Services Inc.
    Scottsdale, AZ
  • 07/2024 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-27
  • S66 Uniform Combined State Law Examination
    2024-08-27

View on SEC IAPD

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