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Austin River Sarmiento

Mml Investors Services, LLC

New York, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-21
NY RA APPROVED 2025-01-10
  • TX RA
    APPROVED_RES
    Since 2025-01-21
  • NY RA
    APPROVED
    Since 2025-01-10

Branch Locations

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 07/2024 Present
Massmutual Life Insurance Co New York NY 05/2024 Present
Hackensack Meridian Health Palisades Medical Center North Bergen NJ 10/2018 Present
Lowkeystonks Llc Los Angeles CA 06/2020 07/2024
Democratic Party Of Bergen County Hackensack NJ 09/2014 08/2019
Rutgers University New Brunswick NJ 09/2018 05/2023
  • 07/2024 → Present
    New York, NY
  • 05/2024 → Present
    Massmutual Life Insurance Co
    New York, NY
  • 10/2018 → Present
    Hackensack Meridian Health Palisades Medical Center
    North Bergen, NJ
  • 06/2020 → 07/2024
    Lowkeystonks Llc
    Los Angeles, CA
  • 09/2014 → 08/2019
    Democratic Party Of Bergen County
    Hackensack, NJ
  • 09/2018 → 05/2023
    Rutgers University
    New Brunswick, NJ
Other Businesses

Name: Hackensack Meridian Heath Palisades Medical Center Inv Rel: N Add: 7600 River Rd, North Bergen, NJ 07047 Nature: Clinical in-patient pharmacy services Position: Pharmacy Technician Start Date: 10/1/2018 No hrs/mo: 32 No hrs/mo dur trading: 0 Describe Duties: Fill and compound PO and IV medication orders and deliver medication to each unit, ensure medication machines are stocked. Assist pharmacists with handing questions from nurses and doctors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-20
  • S66 Uniform Combined State Law Examination
    2024-11-20

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