Luis Simal

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 11/2016
  Wells Fargo Advisors
  Melville, NY
• 11/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Melville, NY
• 12/2020 → 03/2025
  Morgan Stanley Smith Barney Llc
  Garden City, NY
• 12/2020 → 03/2025
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 06/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Garden City, NY

Previous Registrations

• 2021-02-16 → 2025-03-04
  Morgan Stanley
  Garden City, NY
  Garden City, NY
  Jericho, NY
  Garden City, NY
• 2011-12-02 → 2020-12-07
  Wells Fargo Clearing Services, Llc
  Woodbury, NY
  Melville, NY
  Garden City, NY
• 2009-06-01 → 2011-12-12
  Morgan Stanley
  Jericho, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Jericho, NY
• 2005-10-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Jericho, NY
  Jericho, NY
• 2005-09-02 → 2005-09-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Great Neck, NY
• 2004-03-09 → 2004-07-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY

Exams

• S66 Uniform Combined State Law Examination
  2004-03-08

Other Names

• Luis Simal
• Luis Simal