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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-03-21 |
Branch Locations
30 Water St Ste 203A, Block Island, RI 02807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) FIXED INSURANCE AGENT, OMNI WEALTH MANAGEMENT GROUP, DBA, 1342 ROUTE 55, LAGRANGEVILLE, NY 12540 2) THE SHEFFIELD HOUSE, 351 HIGH STREET, BLOCK ISLAND, RI 02807-START 06/01/05-OWNER OF BED AND BREAKFAST-4HR/WK. 3) NAME OF OTHER BUSINESS: THE COMMITTEE FOR THE GREAT SALT POND ; INVESTMENT RELATED: NO; ADDRESS: P O BOX 1092 BLOCK ISLAND, RI 02807; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER AND TREASURER, PROTECT THE ENVIROMEMTAL QUALITY OF THE SALT POND ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-09 |
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