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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-19 |
| RI | RA | APPROVED | 2007-01-23 |
Branch Locations
140 Point Judith Rd Ste 34, Narragansett, RI 02882-3453 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Narragansett | RI | 05/2009 | Present |
MARINER SQUARE CONDOMINIUM ASSOCIATION; NOT INVESTMENT RELATED; NARRAGANSETT, RI; PRESIDENT & BOARD MEMBER; OVERSEE CONDOMINIUM COMPLEX; START DATE 9/2011; 1 HR PER MONTH; 1 HR DURING TRADING. - NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF RHODE ISLAND; NOTARIZE DOCUMENTS; START DATE = 03/18/2012; LESS THAN ONE HOUR DEVOTED PER MONTH OUTSIDE OF TRADING HOURS. RIZZO FINANCIAL GROUP,LLC; INVESTMENT RELATED; NARRAGANSETT,RI; 100% OWNERSHIP; START DATE 01/01/2007; NUMBER OF HOURS PER MONTH 280; NUMBER OF HOURS DURING TRADING 10; PRESIDENT/SENIOR FINANCIAL ADVISOR. MACHIAVELLI'S, LLC; NOT INVESTMENT RELATED; PROVIDENCE,RI; 100% OWNERSHIP; START DATE 12/01/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDS SINGLE FAMILY RESIDENCE. PAGAN LLC, INVT RELATED, NARRAGANSETTE, RI, 100% OWNERSHIP, START DATE 9/16/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO PAY ANNUAL FEES OF BUSINESS CONDO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-10 |
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