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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-11-03 |
Branch Locations
35 South County Commons Way Unit D5, South Kingstown, RI 02879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2017 | 06/2018 |
| Florida State University | Tallahassee | FL | 08/2015 | 08/2017 |
| Unemployed | Smithfield | RI | 07/2018 | 07/2018 |
| Unemployed | Smithfield | RI | 07/2017 | 07/2017 |
| Fidelity Investments | Smithfield | RI | 08/2018 | 03/2020 |
| Unemployed | Smithfield | RI | 04/2020 | 04/2020 |
| Schwab Asset Management | Boston | MA | 05/2020 | 12/2022 |
| Parametric | Boston | MA | 01/2023 | 05/2025 |
| Unemployed | Boston | MA | 06/2025 | 08/2025 |
| Cetera Wealth Services | East Providence | RI | 08/2025 | Present |
| Pioneer Financial Group | East Providence | RI | 08/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2025 | Present |
1. NAME OF OTHER BUSINESS: PIONEER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2025; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-21 |
| S66 | Uniform Combined State Law Examination | 2018-02-09 |
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