Best Investors Account Sign in

Yiming Cai

J.P. Morgan Securities LLC

New York, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-09
  • CA RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 07/2024 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 07/2024 Present
Emory University Atlanta GA 08/2023 04/2024
Emory University Atlanta GA 02/2023 04/2024
Ubs Ag Hong Kong 06/2023 08/2023
Rising Tide Growth Partners Atlanta GA 08/2022 09/2022
Gugnir &Partners New York NY 06/2021 07/2021
Emory University Atlanta GA 08/2019 12/2023
Unemployed Atlanta GA 07/2014 07/2019
Unemployed Decatur GA 05/2024 06/2024
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 08/2023 → 04/2024
    Emory University
    Atlanta, GA
  • 02/2023 → 04/2024
    Emory University
    Atlanta, GA
  • 06/2023 → 08/2023
    Ubs Ag
    Hong Kong
  • 08/2022 → 09/2022
    Rising Tide Growth Partners
    Atlanta, GA
  • 06/2021 → 07/2021
    Gugnir &Partners
    New York, NY
  • 08/2019 → 12/2023
    Emory University
    Atlanta, GA
  • 07/2014 → 07/2019
    Unemployed
    Atlanta, GA
  • 05/2024 → 06/2024
    Unemployed
    Decatur, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-08
  • S66 Uniform Combined State Law Examination
    2024-09-08

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor