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Sarah Liu

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-16
  • NY RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 07/2024 Present
J.P. Morgan Securities Llc New York NY 07/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2023 08/2023
The Thacher School Ojai CA 07/2014 09/2020
Unemployed New York NY 06/2024 06/2024
Christie's Inc New York NY 03/2022 03/2022
Columbia University In The City Of New York New York NY 09/2020 05/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2014 → 09/2020
    The Thacher School
    Ojai, CA
  • 06/2024 → 06/2024
    Unemployed
    New York, NY
  • 03/2022 → 03/2022
    Christie's Inc
    New York, NY
  • 09/2020 → 05/2024
    Columbia University In The City Of New York
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-14
  • S66 Uniform Combined State Law Examination
    2024-09-14

View on SEC IAPD

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