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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-27 |
Branch Locations
8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic | Raleigh | NC | 06/2024 | Present |
| James River Insurance | Raleigh | NC | 01/2024 | 04/2024 |
| First Citizens Bank | Raleigh | NC | 05/2023 | 08/2023 |
| Ymca Camp Cheerio | Glade Valley Nc | NC | 05/2022 | 08/2022 |
| Medlin David Cleaners | Raleigh | NC | 02/2020 | 02/2021 |
| Progressive Graphics | Raleigh | NC | 06/2017 | 01/2021 |
| Appalachian State University | Boone | NC | 08/2020 | 05/2024 |
| Unemployed - Student | Raleigh | NC | 01/2014 | 06/2017 |
1. CARTER MCDOWELL POSITION: Insurance Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 08/05/2025 ADDRESS: 8816 Six Forks Rd #301, Raleigh NC 27615, United States DESCRIPTION: I solicit fixed insurance products for clients who need insurance products. 2. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 97 START DATE: 11/26/2024 ADDRESS: 8816 Six Forks Road Suite #301, Raleigh NC 27615, United States DESCRIPTION: Provide financial advice and guidance to help individuals and businesses manage their money, financially plan, and achieve their financial goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-26 |
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