Best Investors Account Sign in

David Carter Mcdowell

Osaic Wealth, Inc.

Raleigh, NC

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-27
  • NC RA
    APPROVED
    Since 2024-09-27

Branch Locations

8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Raleigh NC 06/2024 Present
James River Insurance Raleigh NC 01/2024 04/2024
First Citizens Bank Raleigh NC 05/2023 08/2023
Ymca Camp Cheerio Glade Valley Nc NC 05/2022 08/2022
Medlin David Cleaners Raleigh NC 02/2020 02/2021
Progressive Graphics Raleigh NC 06/2017 01/2021
Appalachian State University Boone NC 08/2020 05/2024
Unemployed - Student Raleigh NC 01/2014 06/2017
  • 06/2024 → Present
    Osaic
    Raleigh, NC
  • 01/2024 → 04/2024
    James River Insurance
    Raleigh, NC
  • 05/2023 → 08/2023
    First Citizens Bank
    Raleigh, NC
  • 05/2022 → 08/2022
    Ymca Camp Cheerio
    Glade Valley Nc, NC
  • 02/2020 → 02/2021
    Medlin David Cleaners
    Raleigh, NC
  • 06/2017 → 01/2021
    Progressive Graphics
    Raleigh, NC
  • 08/2020 → 05/2024
    Appalachian State University
    Boone, NC
  • 01/2014 → 06/2017
    Unemployed - Student
    Raleigh, NC
Other Businesses

1. CARTER MCDOWELL POSITION: Insurance Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 08/05/2025 ADDRESS: 8816 Six Forks Rd #301, Raleigh NC 27615, United States DESCRIPTION: I solicit fixed insurance products for clients who need insurance products. 2. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 97 START DATE: 11/26/2024 ADDRESS: 8816 Six Forks Road Suite #301, Raleigh NC 27615, United States DESCRIPTION: Provide financial advice and guidance to help individuals and businesses manage their money, financially plan, and achieve their financial goals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-26
  • S66 Uniform Combined State Law Examination
    2024-09-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor