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Savannah Rose Cece

Rbc Capital Markets, LLC

New York, NY

Ramsey, NJ

CRD 7937678

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-13
NY RA APPROVED 2025-11-12
  • NJ RA
    APPROVED
    Since 2025-11-13
  • NY RA
    APPROVED
    Since 2025-11-12

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Ramsey, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 05/2025 Present
Student Ramsey NJ 09/2006 06/2022
Dsw Ramsey NJ 06/2022 09/2022
Rbc Wealth Management Ramsey NY 06/2024 09/2024
Student Hartford CT 09/2022 09/2024
Student Hartford CT 09/2024 05/2025
  • 05/2025 → Present
    Rbc Capital Markets, Llc
    New York, NY
  • 09/2006 → 06/2022
    Student
    Ramsey, NJ
  • 06/2022 → 09/2022
    Dsw
    Ramsey, NJ
  • 06/2024 → 09/2024
    Rbc Wealth Management
    Ramsey, NY
  • 09/2022 → 09/2024
    Student
    Hartford, CT
  • 09/2024 → 05/2025
    Student
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
  • S66 Uniform Combined State Law Examination
    2025-11-11

View on SEC IAPD

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