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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-16
  • NY RA
    APPROVED
    Since 2026-01-16

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 06/2025 11/2025
Royal Bank Of Canada (Rbc) Hampton Bays NY 06/2024 08/2024
Lucid Management And Capital Partners Lp New York NY 06/2023 08/2023
Surf Club Of Quogue Quogue NY 05/2022 08/2022
Margarita Grille Westhampton Beach NY 04/2019 10/2019
Full Time Student; Clemson University Clemson SC 08/2024 06/2025
Full Time Student; Clemson University Clemson SC 08/2023 06/2024
Full Time Student; Clemson University Clemson SC 08/2022 06/2023
Full Time Student; Esm Manorville NY 10/2019 05/2022
Full Time Student; Esm Manorville NY 06/2015 04/2019
Ubs Financial Services, Inc. New York NY 11/2025 Present
  • 06/2025 → 11/2025
    Morgan Stanley
    Purchase, NY
  • 06/2024 → 08/2024
    Royal Bank Of Canada (Rbc)
    Hampton Bays, NY
  • 06/2023 → 08/2023
    Lucid Management And Capital Partners Lp
    New York, NY
  • 05/2022 → 08/2022
    Surf Club Of Quogue
    Quogue, NY
  • 04/2019 → 10/2019
    Margarita Grille
    Westhampton Beach, NY
  • 08/2024 → 06/2025
    Full Time Student; Clemson University
    Clemson, SC
  • 08/2023 → 06/2024
    Full Time Student; Clemson University
    Clemson, SC
  • 08/2022 → 06/2023
    Full Time Student; Clemson University
    Clemson, SC
  • 10/2019 → 05/2022
    Full Time Student; Esm
    Manorville, NY
  • 06/2015 → 04/2019
    Full Time Student; Esm
    Manorville, NY
  • 11/2025 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
S63 Uniform Securities Agent State Law Examination 2025-07-25
  • S66 Uniform Combined State Law Examination
    2026-01-16
  • S63 Uniform Securities Agent State Law Examination
    2025-07-25

View on SEC IAPD

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