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Larry Richard Aguayo

Ameriprise Financial Services, LLC

Long Beach, CA

Costa Mesa, CA

CRD 3222215

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-13
CA RA APPROVED 1999-07-26
  • TX RA
    APPROVED
    Since 2015-11-13
  • CA RA
    APPROVED
    Since 1999-07-26

Branch Locations

3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Long Beach CA 09/2005 03/2020
Ameriprise Financial Services, Llc Long Beach CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-15
  • S66 Uniform Combined State Law Examination
    1999-05-15
Other Names
  • Larry Richard Aguayo
  • Larry Aguayo

View on SEC IAPD

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