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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-02
TX RA APPROVED 2025-11-13
  • FL RA
    APPROVED
    Since 2026-04-02
  • TX RA
    APPROVED
    Since 2025-11-13

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Jersey Devils Newark NJ 07/2017 09/2017
Mj Boyd Consulting New York NY 09/2017 07/2018
The Bachrach Group New York NY 08/2018 03/2024
Ubs Financial Services Weehawken NJ 07/2024 Present
University Of Connecticut Storrs CT 08/2013 05/2017
Unemployment Hoboken NJ 04/2024 07/2024
  • 07/2017 → 09/2017
    New Jersey Devils
    Newark, NJ
  • 09/2017 → 07/2018
    Mj Boyd Consulting
    New York, NY
  • 08/2018 → 03/2024
    The Bachrach Group
    New York, NY
  • 07/2024 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 08/2013 → 05/2017
    University Of Connecticut
    Storrs, CT
  • 04/2024 → 07/2024
    Unemployment
    Hoboken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
  • S66 Uniform Combined State Law Examination
    2025-11-13

View on SEC IAPD

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