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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • NY RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

767 5Th Ave Fl 33, New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2024 05/2026
Citco Fund Services Jersey City NJ 06/2023 08/2023
Grasso Associates Hamden CT 09/2022 01/2023
Student Montvale NJ 01/2014 06/2020
Quinnipiac University Hamden CT 08/2020 06/2024
Wells Fargo Clearing Services, Llc ( New York NY 05/2026 Present
  • 06/2024 → 05/2026
    New York, NY
  • 06/2023 → 08/2023
    Citco Fund Services
    Jersey City, NJ
  • 09/2022 → 01/2023
    Grasso Associates
    Hamden, CT
  • 01/2014 → 06/2020
    Student
    Montvale, NJ
  • 08/2020 → 06/2024
    Quinnipiac University
    Hamden, CT
  • 05/2026 → Present
    Wells Fargo Clearing Services, Llc (
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-13
  • S66 Uniform Combined State Law Examination
    2025-05-13

View on SEC IAPD

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