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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

105 N. Chestnut Street, Saint Marys, OH 45885 • United States

570-E East Kremer-Hoying Road, St. Henry, OH 45883 • United States

52 N Main St, Minster, OH 45865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Minster OH 05/2024 11/2024
Self Employeed - Daytrading Stocks New Bremen OH 09/2023 05/2024
Nidec Minster Minster OH 06/2015 08/2023
F1 Sound Mobile Entertainment New Bremen OH 09/2020 11/2023
Lefeld - Industrial & Welding Supply Coldwater OH 05/2024 11/2024
The Prudential Insurance Company Of America Minster OH 09/2024 Present
Lpl Enterprise, Llc Minster OH 11/2024 Present
  • 05/2024 → 11/2024
    Minster, OH
  • 09/2023 → 05/2024
    Self Employeed - Daytrading Stocks
    New Bremen, OH
  • 06/2015 → 08/2023
    Nidec Minster
    Minster, OH
  • 09/2020 → 11/2023
    F1 Sound Mobile Entertainment
    New Bremen, OH
  • 05/2024 → 11/2024
    Lefeld - Industrial & Welding Supply
    Coldwater, OH
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Minster, OH
  • 11/2024 → Present
    Minster, OH
Previous Registrations
Other Businesses

1) 04/09/2025-Lefeld Industrial & Welding Supplies-Outside/W-2 Employment-Power Tool Repair Technician-Not inv related- At Coldwater,OH- Start date 05/20/2024- 4hrs/mth-0hrs/mth during trading 2)07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 07/17/2025-Roger & Brenda Speck-Act in a Fiduciary Capacity-Inv related-At Saint Henry, OH-Start date 07/08/2025 4) 07/21/2025-Herbalife-Distibutor-Not inv related-At New Bremen, OH-Start date 07/07/2025-20hrs/mth-10hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-20
  • S66 Uniform Combined State Law Examination
    2024-08-20

View on SEC IAPD

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