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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-15 |
| OH | RA | APPROVED | 2009-04-29 |
Branch Locations
100 West Spring Street, Saint Marys, OH 45885 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Saint Marys | OH | 04/2009 | Present |
1. 1/15/2009 - NON-VARIABLE INSURANCE - SELL FIXED INSURANCE PRODUCTS. LINES OF BUSINESS INCLUDE LIFE AND HEALTH INSURANCE AND FIXED ANNUITIES. - 10% TIME SPENT - SAINT MARYS, OH. 2. 1/15/2009- TAX PREP/ACCOUNTING/BOOKKEEPING - MCBRIDE'S TAX SERVICES - TAX PREPARATION - 10% TIME SPENT - SAINT MARYS, OH. 3. 6/11/2018 - Glass Dieringer Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/01/2018 - 160 Hour(s) Per Month/160 Hour(s) During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-23 |
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