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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-05-07 |
Branch Locations
100 West Spring Street, Saint Marys, OH 45885 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Saint Marys | OH | 05/2010 | Present |
(1) 08/30/2011 - NON-VARIABLE INSURANCE - GENERAL AGENT WITH SEVERAL LIFE, LONG TERM CARE AND FIXED ANNUITY COMPANIES. I WILL BE THE HANDLING AGENT TO WATCH AND REVIEW THESE PRODUCTS FOR MY CLIENTS. - 5% OF TIME SPENT - SAINT MARYS, OH. (2) 6/26/2018 - Glass Dieringer Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/02/2018 - 160 Hours Per Month/130 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-10 |
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