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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-09
  • TX RA
    APPROVED
    Since 2023-01-09

Branch Locations

6502 Slide Rd. Ste 420, Lubbock, TX 79424 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

6502 Slide Rd. Ste 420, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lubbock TX 03/2012 01/2023
Raymond James Financial Services Advisors Inc. Lubbock TX 03/2012 01/2023
Jkj Anthony Llc Lubbock TX 06/2012 Present
Plage, Llc/Treehouse Apartments Lubbock TX 09/2010 Present
Non-Variable Insurance Lubbock TX 10/2013 Present
Plage Llc Lubbock TX 07/2015 Present
Jkj Anthony Llc & Financial Advisors Group Lubbock TX 03/2012 01/2023
Platinum Bank Lubbock TX 11/2016 10/2018
Lpl Financial Lubbock TX 01/2023 Present
  • 03/2012 → 01/2023
    Raymond James Financial Services, Inc.
    Lubbock, TX
  • 03/2012 → 01/2023
    Lubbock, TX
  • 06/2012 → Present
    Jkj Anthony Llc
    Lubbock, TX
  • 09/2010 → Present
    Plage, Llc/Treehouse Apartments
    Lubbock, TX
  • 10/2013 → Present
    Non-Variable Insurance
    Lubbock, TX
  • 07/2015 → Present
    Plage Llc
    Lubbock, TX
  • 03/2012 → 01/2023
    Jkj Anthony Llc & Financial Advisors Group
    Lubbock, TX
  • 11/2016 → 10/2018
    Platinum Bank
    Lubbock, TX
  • 01/2023 → Present
    Lpl Financial
    Lubbock, TX
Previous Registrations
  • 2012-03-13 → 2023-01-25
    Lubbock, TX
    Lubbock, TX
  • 2009-06-01 → 2012-03-27
    Lubbock, TX
    Lubbock, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lubbock, TX
  • 2005-09-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lubbock, TX
    Lubbock, TX
  • 2002-08-23 → 2005-09-27
    A. G. Edwards & Sons, Inc.
    Lubbock, TX
Other Businesses

1- 01/2023 / JKJ Anthony LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / LUBBOCK, TX 2- 01/2023 / Financial Advisors Group / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / LUBBOCK, TX 3- 01/2023 / Plage LLC / Real Estate Rental / NON INVESTMENT RELATED / 3914 100TH PLACE LUBBOCK, TX 4- 01/2023 / John Beach / Non-Variable Insurance / INVESTMENT RELATED / LUBBOCK, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-02
S63 Uniform Securities Agent State Law Examination 1999-06-18
  • S66 Uniform Combined State Law Examination
    2012-02-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-18
Other Names
  • John A Beach
  • John Anthony Beach
  • John Beach

View on SEC IAPD

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