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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-24 |
| NJ | RA | APPROVED | 2026-03-04 |
| NY | RA | APPROVED | 2026-03-04 |
Branch Locations
155 East 44Th St 12Th Floor, New York, NY 10017 • United States
Bayville, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nomura Securities International, Inc. | New York | NY | 06/2024 | 08/2024 |
| Massmutual Life Insurance Co | New York | NY | 06/2025 | Present |
| Mml Investors Services, Llc | New York | NY | 09/2025 | Present |
| Equitable Advisors | New York | NY | 09/2024 | 12/2024 |
| Donovan's Reef | Sea Bright | NJ | 05/2022 | Present |
| Wagner College | Staten Island | NY | 08/2021 | 05/2025 |
| Brick High School | Brick | NJ | 09/2015 | 07/2021 |
Name: Donovan's Reef Inv Rel: N Add: 1171 Ocean Ave, Sea Bright, NJ 07760 Nature: Lifeguard Position: Lifeguard Start Date: 05/15/2022 No. Hr/Mo: 16 No. Hr/Mo During Sec Trading: 0 Duties: Providing a safe environment for swimmers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-20 |
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