Joseph D Ames

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → 08/2024
  Piper Sandler & Co
  New York, NY
• 05/2023 → 01/2024
  Juniper Advisory
  Chicago, IL
• 10/2022 → 05/2023
  Ros Capital Partners
  San Francisco, CA
• 12/2021 → 05/2022
  Asset Based Lending Llc
  Jersey City, NJ
• 08/2021 → 05/2024
  Stevens Institute Technology
  Hoboken, NJ
• 08/2016 → 06/2021
  Brockport High School
  Brockport, NY
• 07/2021 → 07/2021
  Unemployed
  Brockport, NY
• 09/2024 → 07/2025
  Unemployed
  Hoboken, NJ
• 07/2025 → Present
  Equitable Advisors, Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-07-10

Other Names

• Joseph D Ames
• Joseph David Ames