Denis J Brumm

Employer firm

Brumm Financial Services, LLC CRD 293353

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 03/2018
  Penniall & Associates, Inc.
  Pasadena, CA
• 11/2009 → 03/2018
  United Planners' Financial Services
  Scottsdale, AZ
• 12/2013 → Present
  Brumm & Associates, Inc
  Pasadena, CA
• 03/2018 → Present
  Brumm Financial Services, Llc
  Pasadena, CA

Previous Registrations

• 2008-10-21 → 2018-03-14
  Bridge Advisory Llc
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA
• 2003-10-17 → 2008-11-20
  Penniall & Associates, Inc.
  Pasadena, CA

Other Businesses

1)PENNIALL & ASSOCIATES - EMPLOYEE/REG ASST - PROVIDING SUPPORT FOR INSURANCE,FINANCIAL AND ADVISORY SERVICES - SINCE 07/2008 - PASADENA CA. 2)BRUMM & ASSOCIATES, INC - PRESIDENT & CEO - CPA FIRM, PROVIDING TAX, ACCOUNTING AND PLANNING SERVICES - SINCE 12/2013 --- AGENT - INSURANCE SALES AND SERVICE - SINCE 11/2004 - PASADENA CA - INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  1999-09-20

Other Names

• Denis Joseph Brumm