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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-10 |
Branch Locations
210-B Rail Road Ave, Danville, CA 94526 • United States
39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fremont Bank | Fremont | CA | 06/2024 | Present |
| Marina Landing Family Dentistry | Alameda | CA | 02/2019 | 05/2024 |
| Cisco Systems Inc. | San Jose | CA | 02/2013 | 02/2019 |
| Lpl Financial | Fremont | CA | 06/2024 | Present |
1. 11/13/2024- 1461 COUNTY ROUTE 64 LLC- Real Estate Rental Property Owner- NY 14845- Inv Rel- 5 Hrs Per Mnth- Start Date 08/12/2023 2. 11/13/2024- Harmony Concord- Business Entity For Tax/Investment Purposes Only- CA 94518- Non Inv Rel- Start Date 05/16/2018 3. 11/13/2024- ASMITA DHARIA, DDS- Outside/W-2 Employment- CA 94582- Non Inv Rel- 16 Hrs Per Mnth- Start Date 02/20/2019 4. 03/09/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name FB Investment Services - Investment Related - At Reported Business Location(s) - Start Date 04/10/2025 - 160 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-09 |
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