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James Lawrence O'BRien

Equitable Advisors, LLC

New York, NY

CRD 7933142

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-07
NY RA APPROVED 2024-07-19
  • TX RA
    APPROVED
    Since 2025-10-07
  • NY RA
    APPROVED
    Since 2024-07-19

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 06/2024 Present
Brooklawn Country Club Fairfield CT 06/2018 Present
Ocean Block Capital New York NY 05/2023 08/2023
Babson College Wellesley MA 08/2020 05/2024
Unemployed Trumbull CT 06/2014 06/2018
  • 06/2024 → Present
    Equitable Advisors, Llc.
    New York, NY
  • 06/2018 → Present
    Brooklawn Country Club
    Fairfield, CT
  • 05/2023 → 08/2023
    Ocean Block Capital
    New York, NY
  • 08/2020 → 05/2024
    Babson College
    Wellesley, MA
  • 06/2014 → 06/2018
    Unemployed
    Trumbull, CT
Other Businesses

Brooklawn Country Club Not investment related 500 Algonquin Road Fairfield, CT. 06824 Caddie June 2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-24
  • S66 Uniform Combined State Law Examination
    2024-05-24
Other Names
  • James O'BRien
  • James Lawrence Obrien

View on SEC IAPD

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