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Gavin Ray Higgins

Cwm, LLC

Quincy, IL

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-15
  • IL RA
    APPROVED
    Since 2025-07-15

Branch Locations

1890 Maine St, Quincy, IL 62301 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quincy University Quincy IL 08/2021 12/2024
Schlipman Wealth Advisors Quincy IL 07/2025 Present
Cwm, Llc Omaha NE 07/2025 Present
Self-Employed Quincy IL 04/2024 06/2025
Quincy Senior High School Quincy IL 08/2017 05/2021
Quincy Junior High School Quincy IL 07/2015 05/2017
  • 08/2021 → 12/2024
    Quincy University
    Quincy, IL
  • 07/2025 → Present
    Schlipman Wealth Advisors
    Quincy, IL
  • 07/2025 → Present
    Cwm, Llc
    Omaha, NE
  • 04/2024 → 06/2025
    Self-Employed
    Quincy, IL
  • 08/2017 → 05/2021
    Quincy Senior High School
    Quincy, IL
  • 07/2015 → 05/2017
    Quincy Junior High School
    Quincy, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-06
  • S65 Uniform Investment Adviser Law Examination
    2025-05-06
Other Names
  • Gavin Ray Higgins
  • Gavin Higgins

View on SEC IAPD

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EDWARD JONES · QUINCY, IL
EDWARD JONES · QUINCY, IL
LPL FINANCIAL LLC · QUINCY, IL
OSAIC WEALTH, INC. · QUINCY, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Quincy, IL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · QUINCY, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Quincy, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Quincy, IL

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