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Eric P Conover

Stifel, Nicolaus & Company, Incorporated

Quincy, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-09-12
TX RA APPROVED_RES 2018-09-12
  • IL RA
    APPROVED
    Since 2018-09-12
  • TX RA
    APPROVED_RES
    Since 2018-09-12

Branch Locations

3825 Maine St, Quincy, IL 62305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Quincy IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Quincy IL 11/2016 09/2018
Stifel Nicolaus & Co Inc Quincy IL 09/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Quincy, IL
  • 11/2016 → 09/2018
    Wells Fargo Clearing Services, Llc
    Quincy, IL
  • 09/2018 → Present
    Stifel Nicolaus & Co Inc
    Quincy, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1998-03-16
  • S65 Uniform Investment Adviser Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-03-16

View on SEC IAPD

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