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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-09 |
| IL | RA | APPROVED | 2007-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Quincy | IL | 09/2007 | Present |
1. Society of Fine Arts; 300 Civic Center Plaza, Quincy, IL 62301; Non-Profit Serving the needs of Arts Organizations in the Quincy, Illinois area; Endowment Committee Chair; I meet with Bank Trust department and other committee members on the investment of the Society of Fine arts endowment fund. We communicate to the board; 08/01/2010; 6 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Gem City Kiwanis; 639 York St. Quincy IL 62301; Social Service Organization- raising funds for local children's programs; Board Member/1st Vice President; Schedules programs and attends board meetings; affiliation started 10/01/2013; 8 hours per month; not during securities trading hours; not investment-related. 3. The friends of Dr. Richard Eells House; 415 Jersey St, IL, 62301; This organization operates Underground Railroad Museum at the home of Dr. Richard Eells; Board member; Board Meetings to discuss direction of the organization and building. Give periodic tours of the building. Volunteer for open house and other activities; 06/29/2010; 12 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 4. St Peter Church - Quincy, Il; 2600 Maine St Quincy IL 62301; Catholic Church - Religious; Capital Campaign General Chair; 1) Assist Fr Leo to w campaign. 2) Attend Meetings - Roughly 12 in 6 months. 3) Assist w Volunteer Recruitment 4) Evaluatie prospective Donors and assign solicitors 5) Make 10 donor visits 6) Gift; 10/13/2023; 10.00hrs/month; During securities trading hours; Not Investment-Related 5. Quincy University; 1800 College Avenue Quincy IL 62301; University; Class of 1984 Reunion Committee; QU wishes to establish a "Class of 1984 Endowed Scholarship" at Quincy University. I will sign a letter and advocate support of the scholarship that will be sent to other class of 1984 graduates; 04/10/2024; 1.00hr/month; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-21 |
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