Blake Robert Carlin

Current Employers

Employment History

• 07/2018 → 09/2021
  Ubs Financial Services Inc.
  St. Louis, MO
• 05/2017 → 05/2018
  Murdock Banner Financial Group
  Warrensburg, MO
• 07/2014 → 05/2017
  State Street Bank & Trust Co
  Quincy, IL
• 09/2021 → 06/2024
  Securities America, Inc
  Quincy, IL
• 09/2021 → 06/2024
  Securities America Advisors
  Quincy, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Quincy, IL

Previous Registrations

• 2021-09-13 → 2024-06-14
  Securities America Advisors, Inc.
  Quincy, IL
• 2018-12-21 → 2021-09-21
  Ubs Financial Services Inc.
  Clayton, MO
  Clayton, MO

Other Businesses

1. YOUNG PROFESSIONALS OF QUINCY POSITION: Advisory Council Member NATURE: Local Young Professionals group. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2023 ADDRESS: 300 Civic Center Plaza, Quincy IL 62301 DESCRIPTION: Plan monthly events, select award recipient, and discuss initiatives that benefit members. 2. SSB INVESTMENT SERVICES POSITION: Agent NATURE: Insurance & Fixed Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/17/2021 ADDRESS: 4820 Broadway St, Quincy IL 62305 DESCRIPTION: Offer fixed annuities and life insurance products. 3. ST. DOMINIC CATHOLIC ELEMENTARY POSITION: Board Member NATURE: Local private Catholic elementary school INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2024 ADDRESS: 4100 Columbus Rd, Quincy IL 62305 DESCRIPTION: Serve as a School Board member. 4. STATE STREET BANK & TRUST CO POSITION: Financial Advisor NATURE: Corporation (W-2 employer) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/20/2021 ADDRESS: 4820 Broadway St, Quincy IL 62305 DESCRIPTION: Perform standard securities and advisory duties. 5. UNITED WAY OF ADAMS COUNTY, IL POSITION: Volunteer / Finance Committee Member (Non-Board) NATURE: Non-Profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 3 START DATE: 03/15/2022 ADDRESS: 936 Broadway St, Suite F, Quincy IL 62301 DESCRIPTION: Resource Investment Committee Volunteer (Start: 3/15/2022): Review presentations from local organizations focused on financial stability and recommend funding allocations. Requires ~9 hours over 6 weeks (3 during trading hours). Finance Committee Member (Start: 1/14/2026): Review budget, fundraising, and investment portfolio (managed externally). Make recommendations on reinvestment of CDs; decisions go to full board for approval. Committee includes 7 members (financial advisors, banker, CFO, VP). 6. BACKLUND INVESTMENT CO POSITION: Profit Sharing & 401(k) Plan Investment Committee Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2026 ADDRESS: 4818 N. Prospect Rd, Peoria Heights IL 61616 DESCRIPTION: Semiannual meetings to review 401(k) investments with a 3(38) advisor. Recommendations go to EPIC (fiduciary), which has final authority.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-21